Search Result

1361 - 1380 of 1505 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

IPRU-INV 5.17 Other assets requirement

As Published: 2016

IPRU-INV 5.17 Other assets requirement

COLL 12.1 Introduction

As Published: 2011

COLL 12.1 Introduction

DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

As Published: 2007

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

CONC 7.1 Application

As Published: 2014

CONC 7.1 Application

SYSC 18.1 Application and purpose

As Published: 2006

SYSC 18.1 Application and purpose

COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

PERG 13.4 Financial instruments

As Published: 2007

PERG 13.4 Financial instruments

DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

CREDS 1.1 Application and purpose

As Published: 2011

CREDS 1.1 Application and purpose

BIPRU 3.7 Classification of off-balance-sheet items

As Published: 2007

BIPRU 3.7 Classification of off-balance-sheet items

CONC 10.3 Calculation of prudential resources

As Published: 2014

CONC 10.3 Calculation of prudential resources

MCOB 12.3 Early repayment charges: regulated mortgage contracts

As Published: 2004

MCOB 12.3 Early repayment charges: regulated mortgage contracts

MCOB 13.4 Arrears: provision of information to the customer of a regulated mortgage contract

As Published: 2006

MCOB 13.4 Arrears: provision of information to the customer of a regulated mortgage contract

CONC 5.2 Creditworthiness assessment: before agreement

As Published: 2015

CONC 5.2 Creditworthiness assessment: before agreement

PERG 16.5 How AIFMD affects other regulated activities

As Published: 2013

PERG 16.5 How AIFMD affects other regulated activities