Search Result

1181 - 1200 of 1575 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

…

FEES 2.3 Relieving Provisions

As Published: 2006

FEES 2.3 Relieving Provisions

…

LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

…

IPRU-INV 9.5 CALCULATION OF OWN FUNDS

As Published: 2015

IPRU-INV 9.5 CALCULATION OF OWN FUNDS

…

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

…

PR 3.2 Filing and publication of prospectus

As Published: 2012

PR 3.2 Filing and publication of prospectus

…

APER 4.6 Statement of Principle 6

As Published: 2015

APER 4.6 Statement of Principle 6

…

EG 5.5 The settlement discount scheme

As Published: 2015

EG 5.5 The settlement discount scheme

…

CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting

…

CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

…

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

…

IPRU-INV 11.6 ADDITIONAL REQUIREMENTS FOR COLLECTIVE PORTFOLIO MANAGEMENT INVESTMENT FIRMS

As Published: 2015

IPRU-INV 11.6 ADDITIONAL REQUIREMENTS FOR COLLECTIVE PORTFOLIO MANAGEMENT INVESTMENT FIRMS

…

IPRU-INV 14.1 APPLICATION

As Published: 2015

IPRU-INV 14.1 APPLICATION

…

FEES 12.2 FOS ADR levy

As Published: 2015

FEES 12.2 FOS ADR levy

…

CASS 12.2 Treatment of client money

As Published: 2014

CASS 12.2 Treatment of client money

…

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

As Published: 2012

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

…

SUP 15.12 Ongoing alerts for retail adviser complaints

As Published: 2015

SUP 15.12 Ongoing alerts for retail adviser complaints

…

IFPRU 11.7 Notifications

As Published: 2015

IFPRU 11.7 Notifications

…

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

…

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

…