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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 1A.3 Responsibility for CASS operational oversight

As Published: 2010

CASS 1A.3 Responsibility for CASS operational oversight

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SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

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SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

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SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

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SUP 16.5 Annual Close Links Reports

As Published: 2001

SUP 16.5 Annual Close Links Reports

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MAR 9.3 Notification and information

As Published: 2017

MAR 9.3 Notification and information

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FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

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COLL 6.12 Risk management policy and risk measurement

As Published: 2011

COLL 6.12 Risk management policy and risk measurement

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FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

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SYSC 22.8 Additional rules and guidance for all firms

As Published: 2016

SYSC 22.8 Additional rules and guidance for all firms

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REC 3.26 Proposals to make regulatory provision

As Published: 2007

REC 3.26 Proposals to make regulatory provision

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IFPRU 8.2 Large Exposures

As Published: 2014

IFPRU 8.2 Large Exposures

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SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

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COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

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RCB 3.3 Asset pool notifications

As Published: 2011

RCB 3.3 Asset pool notifications

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DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

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REC 3.4 Members of the management body and internal organisation

As Published: 2007

REC 3.4 Members of the management body and internal organisation

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SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

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BIPRU 12.8 Cross-border and intra-group management of liquidity

As Published: 2010

BIPRU 12.8 Cross-border and intra-group management of liquidity

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EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

As Published: 2015

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

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