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EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

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CASS 11.4 Definition of client money and the discharge of fiduciary duty

As Published: 2014

CASS 11.4 Definition of client money and the discharge of fiduciary duty

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CASS 9.4 Information to clients concerning custody assets and client money

As Published: 2014

CASS 9.4 Information to clients concerning custody assets and client money

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SUP 8.7 Varying waivers

As Published: 2001

SUP 8.7 Varying waivers

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COBS 10.5 Assessing appropriateness: guidance

As Published: 2007

COBS 10.5 Assessing appropriateness: guidance

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SUP App 3.2 Purpose

As Published: 2004

SUP App 3.2 Purpose

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COBS 14.1 Interpretation

As Published: 2007

COBS 14.1 Interpretation

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EG 8.8 Other relevant powers

DTR 1C.1 Application and purpose (Primary information providers)

DTR 1.3 Information gathering and publication

GEN 4.4 Business for retail clients from non-UK offices

BIPRU 4.9 The IRB approach: Securitisation, non-credit obligations assets and CIUs

FEES App 1.3 Application Fees

LR 4.3 Approval and publication of listing particulars

EG 13.2 The FCA’s general approach to use of its powers and rights in insolvency proceedings

LR 8.5 Responsibilities of listed companies

FIT 2.2 Competence and capability

PERG 12.5 Financial promotion issues

COLL 4.8 Notifications for UCITS master-feeder arrangements

EG 10.5 Section 198: the FCA’s policy