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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

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LR 6.5 Controlling shareholders

As Published: 2017

LR 6.5 Controlling shareholders

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PERG 7.4 Does the article 54 exclusion apply?

As Published: 2006

PERG 7.4 Does the article 54 exclusion apply?

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LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

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REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

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COBS 2.4 Agent as client and reliance on others

As Published: 2007

COBS 2.4 Agent as client and reliance on others

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COLL 11.5 Auditors

As Published: 2013

COLL 11.5 Auditors

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PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

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PR 3.2 Filing and publication of prospectus

As Published: 2012

PR 3.2 Filing and publication of prospectus

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SUP 10A.7 FCA required functions

As Published: 2013

SUP 10A.7 FCA required functions

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EG 5.5 The settlement discount scheme

As Published: 2015

EG 5.5 The settlement discount scheme

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CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting

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APER 1.1A Application

As Published: 2015

APER 1.1A Application

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CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

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SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

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TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

As Published: 2017

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

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DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

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FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

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SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

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FEES 12.2 FOS ADR levy

As Published: 2015

FEES 12.2 FOS ADR levy

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