Search Result

981 - 1000 of 1797 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

ICOBS 2.1 Client categorisation

As Published: 2007

ICOBS 2.1 Client categorisation

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

COBS 4.10 Systems and controls and approving and communicating financial promotions

As Published: 2015

COBS 4.10 Systems and controls and approving and communicating financial promotions

DTR 1A.1 Application and purpose (Transparency rules)

As Published: 2006

DTR 1A.1 Application and purpose (Transparency rules)

REC 2.17 Recognition requirements relating to the default rules of UK RIEs

As Published: 2004

REC 2.17 Recognition requirements relating to the default rules of UK RIEs

EG App 3.3 SFO

As Published: 2016

EG App 3.3 SFO

EG 13.11 Applications for orders against debt avoidance: the FCA’s policy

As Published: 2016

EG 13.11 Applications for orders against debt avoidance: the FCA’s policy

COBS 20.5 With-profits governance

As Published: 2012

COBS 20.5 With-profits governance

ICOBS 5.3 Advised sales

As Published: 2012

ICOBS 5.3 Advised sales

CREDS App 1.1 Key Definitions

As Published: 2011

CREDS App 1.1 Key Definitions

COBS 2.2 Information disclosure before providing services (non-MiFID provisions)

As Published: 2008

COBS 2.2 Information disclosure before providing services (non-MiFID provisions)

COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

TC App 5.1

As Published: 2010

TC App 5.1

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

FEES 2.3 Relieving Provisions

As Published: 2006

FEES 2.3 Relieving Provisions

APER 1.1A Application

As Published: 2015

APER 1.1A Application

PERG 1.3 Status of guidance

As Published: 2005

PERG 1.3 Status of guidance

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

SUP 4.4 Appropriate actuaries

As Published: 2001

SUP 4.4 Appropriate actuaries