Search Result

941 - 960 of 1513 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

As Published: 2016

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

GENPRU 2.1 Calculation of capital resources requirements

As Published: 2006

GENPRU 2.1 Calculation of capital resources requirements

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

As Published: 2005

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

EG 13.6 Petitioning for compulsory winding up on just and equitable grounds

As Published: 2016

EG 13.6 Petitioning for compulsory winding up on just and equitable grounds

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

EG 11.5 Other relevant powers

As Published: 2016

EG 11.5 Other relevant powers

LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

SUP 10C.5 FCA governing functions

As Published: 2015

SUP 10C.5 FCA governing functions

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

SUP 14.2 Changes to branch details

As Published: 2001

SUP 14.2 Changes to branch details

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

PR 3.2 Filing and publication of prospectus

As Published: 2012

PR 3.2 Filing and publication of prospectus

APER 4.6 Statement of Principle 6

As Published: 2015

APER 4.6 Statement of Principle 6

IFPRU 11.3 Group recovery plans

As Published: 2016

IFPRU 11.3 Group recovery plans

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

SUP 10A.7 FCA required functions

As Published: 2013

SUP 10A.7 FCA required functions

EG 5.5 The settlement discount scheme

As Published: 2015

EG 5.5 The settlement discount scheme

CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting

APER 1.1A Application

As Published: 2015

APER 1.1A Application

CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification