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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

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PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

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PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

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IPRU-INV 12.4 NOTIFICATION REQUIREMENTS

As Published: 2017

IPRU-INV 12.4 NOTIFICATION REQUIREMENTS

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EG 8.8 Other relevant powers

As Published: 2017

EG 8.8 Other relevant powers

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EG 7.8 The procedure for giving a private warning

As Published: 2016

EG 7.8 The procedure for giving a private warning

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FIT 1.1 Application and purpose

As Published: 2015

FIT 1.1 Application and purpose

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DISP INTRO 1 Introduction

As Published: 2008

DISP INTRO 1 Introduction

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ICOBS 3.2 E-Commerce

As Published: 2013

ICOBS 3.2 E-Commerce

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SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

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SYSC 13.1 Application

As Published: 2006

SYSC 13.1 Application

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IPRU-INV 5.10 Expenditure based requirement

As Published: 2016

IPRU-INV 5.10 Expenditure based requirement

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DTR 5.6 Disclosures by issuers

As Published: 2010

DTR 5.6 Disclosures by issuers

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LR 6.15 Shares of a non-EEA company

As Published: 2017

LR 6.15 Shares of a non-EEA company

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SUP 3.7 Notification of matters raised by auditor

As Published: 2004

SUP 3.7 Notification of matters raised by auditor

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COBS 11.1 Application

As Published: 2007

COBS 11.1 Application

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EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

As Published: 2016

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

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PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

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PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

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PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

As Published: 2005

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

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