Search Result

921 - 940 of 1362 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 12.1 Application

As Published: 2005

LR 12.1 Application

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

SUP 10A.8 Systems and controls functions

As Published: 2013

SUP 10A.8 Systems and controls functions

APER 2.1A The Statements of Principle

As Published: 2015

APER 2.1A The Statements of Principle

LR 6.8 Warrants or options to subscribe

As Published: 2017

LR 6.8 Warrants or options to subscribe

DTR 5.5 Acquisition or disposal by issuer of shares

As Published: 2007

DTR 5.5 Acquisition or disposal by issuer of shares

COBS 18.11 Authorised professional firms

As Published: 2007

COBS 18.11 Authorised professional firms

EG 9.2 The FCA’s general policy in this area

As Published: 2016

EG 9.2 The FCA’s general policy in this area

APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

ICOBS 8.2 Motor vehicle liability insurers

As Published: 2013

ICOBS 8.2 Motor vehicle liability insurers

CONC 4.2 Pre-contract disclosure and adequate explanations

As Published: 2014

CONC 4.2 Pre-contract disclosure and adequate explanations

COLL 11.5 Auditors

As Published: 2013

COLL 11.5 Auditors

SUP 16.10 Verification of firm details

As Published: 2004

SUP 16.10 Verification of firm details

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

As Published: 2016

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

EG 19.17 Regulated Covered Bonds Regulations 2008

As Published: 2016

EG 19.17 Regulated Covered Bonds Regulations 2008

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

MCOB 12.1 Application

As Published: 2006

MCOB 12.1 Application

LR 9.3 Continuing obligations: holders

As Published: 2006

LR 9.3 Continuing obligations: holders