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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

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MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

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EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

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REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

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PERG 8.1 Application and purpose

As Published: 2014

PERG 8.1 Application and purpose

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PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

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DISP 2.5 To which activities does the Voluntary Jurisdiction apply?

As Published: 2005

DISP 2.5 To which activities does the Voluntary Jurisdiction apply?

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PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

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BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

PR 5.3 Certificate of approval

LR 4.2 Contents and format of listing particulars

PERG 8.17A Financial promotions concerning insurance mediation activities

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MIPRU 5.2 Use of intermediaries

DTR 6.2 Filing information and use of language

SUP 2.1 Application and purpose

CONC App 1.3 Exemption of certain credit agreements secured on land

COLL 6.1 Introduction and Application

FEES 5.8 Joining the Financial Ombudsman Service

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation