Search Result

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

…

FEES 13.1 Application and purpose

As Published: 2017

FEES 13.1 Application and purpose

…

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

…

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

As Published: 2016

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

…

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

…

SYSC 8.1 General outsourcing requirements

As Published: 2006

SYSC 8.1 General outsourcing requirements

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

BIPRU 9.4 Traditional securitisation

EG 19.20 Payment Services Regulations 2017

EG 19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

BIPRU 9.5 Synthetic securitisation

EG 6.1 Publicity during FCA investigations

DISP 3.6 Determination by the Ombudsman

EG 19.15 The conduct of investigations under the Money Laundering Regulations

COLL 7.5 Schemes or sub-funds that are not commercially viable

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

SUP 6.1 Application, interpretation and purpose

PERG 5.3 Contracts of insurance

MAR 4.3 Support of the Takeover Panel's Functions

IFPRU 1.2 Significant IFPRU firm

DEPP 4.1 Executive decision maker

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

FEES 13.1 Application and purpose

PERG 8.5 In the course of business

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

LR 3.4 Debt and other securities

SYSC 8.1 General outsourcing requirements