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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

As Published: 2016

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

COBS 11.4 Client limit orders

As Published: 2007

COBS 11.4 Client limit orders

SUP 10A.11 Minimising overlap with the PRA approved persons regime

As Published: 2015

SUP 10A.11 Minimising overlap with the PRA approved persons regime

REC 1.2 Purpose, status and quotations, notes or references

As Published: 2004

REC 1.2 Purpose, status and quotations, notes or references

EG 11.5 Other relevant powers

As Published: 2016

EG 11.5 Other relevant powers

COBS 16.3 Periodic reporting

As Published: 2009

COBS 16.3 Periodic reporting

PERG 8.22 The Internet

As Published: 2013

PERG 8.22 The Internet

SUP 3.11 Review of auditor’s client assets report

As Published: 2011

SUP 3.11 Review of auditor’s client assets report

IFPRU 10.6 Application on an individual and consolidated basis

As Published: 2014

IFPRU 10.6 Application on an individual and consolidated basis

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

IFPRU 1.3 Supervisory benchmarking of internal approaches for calculating own funds requirements

As Published: 2014

IFPRU 1.3 Supervisory benchmarking of internal approaches for calculating own funds requirements

EG 19.30 The Mortgage Credit Directive Order

As Published: 2016

EG 19.30 The Mortgage Credit Directive Order

MAR 7A.5 Requirements when acting as a general clearing member

As Published: 2017

MAR 7A.5 Requirements when acting as a general clearing member

SUP 10C.16 References and accurate information

As Published: 2016

SUP 10C.16 References and accurate information

EG 2.12 Co-operation

As Published: 2016

EG 2.12 Co-operation

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

DISP 4.2 Standard terms

As Published: 2005

DISP 4.2 Standard terms