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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 9.2 Assessing suitability

As Published: 2007

COBS 9.2 Assessing suitability

MAR 10.1 Application

As Published: 2017

MAR 10.1 Application

MAR 1.6 Manipulating transactions

As Published: 2005

MAR 1.6 Manipulating transactions

EG 19.27 Alternative Investment Fund Managers Regulations 2013

As Published: 2016

EG 19.27 Alternative Investment Fund Managers Regulations 2013

REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

REC 4.5 FCA supervision of action by UK RIEs under their default rules

As Published: 2013

REC 4.5 FCA supervision of action by UK RIEs under their default rules

PERG 13.4 Financial instruments

As Published: 2007

PERG 13.4 Financial instruments

CASS 12.1 Application

As Published: 2014

CASS 12.1 Application

DTR 1A.4 Fees

As Published: 2007

DTR 1A.4 Fees

IPRU-INV 12.3 CALCULATION OF FINANCIAL RESOURCES

As Published: 2017

IPRU-INV 12.3 CALCULATION OF FINANCIAL RESOURCES

TC 2.2A Time limits

As Published: 2010

TC 2.2A Time limits

CASS 10.2 Core content requirements

As Published: 2014

CASS 10.2 Core content requirements

COBS 11.1 Application

As Published: 2007

COBS 11.1 Application

CASS 5.4 Non-statutory client money trust

As Published: 2004

CASS 5.4 Non-statutory client money trust

BIPRU 3.7 Classification of off-balance-sheet items

As Published: 2007

BIPRU 3.7 Classification of off-balance-sheet items

PERG 5.3 Contracts of insurance

As Published: 2015

PERG 5.3 Contracts of insurance

PERG 4.7 Entering into a regulated mortgage contract

As Published: 2014

PERG 4.7 Entering into a regulated mortgage contract

PERG 12.4 Application of EU Directives

As Published: 2006

PERG 12.4 Application of EU Directives

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application