Search Result

541 - 560 of 971 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 12.2 Investment research and non-independent research

As Published: 2007

COBS 12.2 Investment research and non-independent research

DISP App 1.6 Valuing Relevant Benefits

As Published: 2004

DISP App 1.6 Valuing Relevant Benefits

COLL 9.3 Section 272 recognised schemes

As Published: 2014

COLL 9.3 Section 272 recognised schemes

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

PERG 8.28 Advice or information

As Published: 2018

PERG 8.28 Advice or information

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

RCB 4.2 Enforcement powers and penalties

As Published: 2010

RCB 4.2 Enforcement powers and penalties

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

PR 2.4 Incorporation by reference

As Published: 2007

PR 2.4 Incorporation by reference

LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

MCOB 9.4 Content of illustrations

As Published: 2004

MCOB 9.4 Content of illustrations

PERG 2.11 Persons who are exempt for credit-related regulated activities

As Published: 2007

PERG 2.11 Persons who are exempt for credit-related regulated activities

MAR 5A.10 Pre-trade transparency requirements for non-equity instruments: form of waiver

As Published: 2017

MAR 5A.10 Pre-trade transparency requirements for non-equity instruments: form of waiver

SUP App 3.2 Purpose

As Published: 2004

SUP App 3.2 Purpose

MAR 6.4A Quotes in respect of non-equity instruments

As Published: 2017

MAR 6.4A Quotes in respect of non-equity instruments

BIPRU 11.1 Application and purpose

As Published: 2006

BIPRU 11.1 Application and purpose

IFPRU 9.1 Application and Purpose

As Published: 2014

IFPRU 9.1 Application and Purpose

IFPRU 10.7 Exemption

As Published: 2014

IFPRU 10.7 Exemption

LR 6.2 Historical financial information requirements

As Published: 2017

LR 6.2 Historical financial information requirements