Search Result

441 - 460 of 1561 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 19D.1 Application and purpose

As Published: 2015

SYSC 19D.1 Application and purpose

SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

EG 18.1 Cancellation on the FCA’s own-initiative

As Published: 2016

EG 18.1 Cancellation on the FCA’s own-initiative

EG 20.3 Decision making under the CCA Order

As Published: 2016

EG 20.3 Decision making under the CCA Order

EG 3.3 Reports by skilled persons (section 166)

As Published: 2016

EG 3.3 Reports by skilled persons (section 166)

IFPRU 6.1 Market risk requirements

As Published: 2014

IFPRU 6.1 Market risk requirements

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

IFPRU 3.2 Capital

As Published: 2014

IFPRU 3.2 Capital

SUP 13A.3 Qualifications for authorisation under the Act

As Published: 2007

SUP 13A.3 Qualifications for authorisation under the Act

CASS 8.3 Records and internal controls

As Published: 2014

CASS 8.3 Records and internal controls

LR 20.5 Disclosures

As Published: 2010

LR 20.5 Disclosures

REC 3.4 Members of the management body and internal organisation

As Published: 2007

REC 3.4 Members of the management body and internal organisation

EG 1.1 Overview

As Published: 2015

EG 1.1 Overview

COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

As Published: 2009

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

IPRU-INV 5.5 Annual expenditure

As Published: 2016

IPRU-INV 5.5 Annual expenditure

DTR 1.2 Modifying rules and consulting the FCA

As Published: 2012

DTR 1.2 Modifying rules and consulting the FCA