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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

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EG 4.9 Involvement of FCA supervisors during the investigation phase

As Published: 2016

EG 4.9 Involvement of FCA supervisors during the investigation phase

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EG 15.1 Introduction

As Published: 2016

EG 15.1 Introduction

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EG 4.4 Appointment of additional investigators

As Published: 2016

EG 4.4 Appointment of additional investigators

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DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

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SUP 5.1 Application and purpose

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

REC 4.4 Complaints

MCOB 9.4 Content of illustrations

DEPP 6.5 Determining the appropriate level of financial penalty

EG 2.5 Cases where other authorities have an interest

REC 2.12 Availability of relevant information and admission of financial instruments to trading

EG 2.12 Co-operation

GENPRU 3.2 Third-country groups

GENPRU 2.2 Capital resources

SYSC 19C.3 Remuneration principles

SYSC 4.5 Management responsibilities maps for UK relevant authorised persons

SUP 10C.9 Minimising overlap with the PRA approved persons regime

EG 15.3 Disqualification under section 345

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

REC 3.24 Transfers of ownership

EG 4.9 Involvement of FCA supervisors during the investigation phase

EG 15.1 Introduction

EG 4.4 Appointment of additional investigators

DTR 5.8 Procedures for the notification and disclosure of major holdings