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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

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SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

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REC 2.5 Systems and controls, algorithmic trading and conflicts

As Published: 2004

REC 2.5 Systems and controls, algorithmic trading and conflicts

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IFPRU 2.1 Application and purpose

As Published: 2016

IFPRU 2.1 Application and purpose

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LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

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EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

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COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

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COCON 4.1 Specific guidance on individual conduct rules

As Published: 2015

COCON 4.1 Specific guidance on individual conduct rules

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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation