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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

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SUP 10C.15 Forms and other documents and how to submit them to the FCA

As Published: 2015

SUP 10C.15 Forms and other documents and how to submit them to the FCA

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LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

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APER 4.4 Statement of Principle 4

As Published: 2015

APER 4.4 Statement of Principle 4

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SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

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LR 5.4A Transfer between listing categories

As Published: 2009

LR 5.4A Transfer between listing categories

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IPRU-INV 9.6 NON-FINANCIAL RESOURCE REQUIREMENTS

SUP 3.5 Auditors' independence

PERG 1.3 Status of guidance

SUP 8.9 Decision making

SUP 1A.3 The FCA's approach to supervision

MAR 9.5 Frequently Asked Questions

EG 7.6 Private warnings

SUP 17A.2 Connectivity with FCA systems

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

PERG 4.6 Advising on regulated mortgage contracts

LR 5.2 Cancelling listing

REC 4.7 The section 297 power to revoke recognition

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy