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EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

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PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

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SUP 12.3 What responsibility does a firm have for its appointed representatives or EEA tied agents?

As Published: 2007

SUP 12.3 What responsibility does a firm have for its appointed representatives or EEA tied agents?

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FEES 11.2 Pensions guidance providers’ levy

As Published: 2015

FEES 11.2 Pensions guidance providers’ levy

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EG 10.4 Other relevant powers

DEPP 2.3 Decision notices and second supervisory notices

DTR 1C.2 Modifying rules and consulting the FCA

LR 9.2 Requirements with continuing application

SUP 12.7 Notification requirements

LR 2.2 Requirements for all securities

SUP 8.2 Introduction

LR 4.2 Contents and format of listing particulars

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

FIT 2.1 Honesty, integrity and reputation

CASS 1A.3 Responsibility for CASS operational oversight

EG 15.3 Disqualification under section 345

EG 15.4 Disqualification under section 249 or section 261K

SUP 1A.1 Application and purpose

MAR 8.2 Requirements for benchmark submitters [deleted]

PERG 8.17 Financial promotions concerning agreements for qualifying credit

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

PERG 8.6 Communicate

SUP 12.3 What responsibility does a firm have for its appointed representatives or EEA tied agents?

FEES 11.2 Pensions guidance providers’ levy