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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

As Published: 2013

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

PR 3.2 Filing and publication of prospectus

As Published: 2012

PR 3.2 Filing and publication of prospectus

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

MAR 10.4 Position reporting

As Published: 2017

MAR 10.4 Position reporting

REC 2.12 Availability of relevant information and admission of financial instruments to trading

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading

SUP 10C.8 The other local responsibility function (SMF22) and EEA branch senior manager functions (SMF21)

As Published: 2015

SUP 10C.8 The other local responsibility function (SMF22) and EEA branch senior manager functions (SMF21)

EG 19.29 Immigration Act 2014 (Bank Account) Regulations 2014

As Published: 2016

EG 19.29 Immigration Act 2014 (Bank Account) Regulations 2014

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

As Published: 2016

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

LR App 2.1

As Published: 2005

LR App 2.1

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

SUP 10A.13 Application for approval and withdrawing an application for approval

As Published: 2015

SUP 10A.13 Application for approval and withdrawing an application for approval

EG 7.1 The FCA’s use of sanctions

As Published: 2015

EG 7.1 The FCA’s use of sanctions

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

RCB 3.2 Annual confirmations of compliance and asset pool monitor

As Published: 2011

RCB 3.2 Annual confirmations of compliance and asset pool monitor

PERG 15.7 Transitional provisions

As Published: 2018

PERG 15.7 Transitional provisions

GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information