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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

LR 9.4 Documents requiring prior approval

As Published: 2005

LR 9.4 Documents requiring prior approval

MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

PR App 1.1

As Published: 2005

PR App 1.1

IFPRU 4.13 Settlement risk

As Published: 2014

IFPRU 4.13 Settlement risk

DTR 4.2 Half-yearly financial reports

As Published: 2015

DTR 4.2 Half-yearly financial reports

SUP 10C.3 General material about the definition of controlled functions

As Published: 2015

SUP 10C.3 General material about the definition of controlled functions

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

SUP 10C.13 Variation of conditional and time-limited approvals

As Published: 2015

SUP 10C.13 Variation of conditional and time-limited approvals

BIPRU 9.3 Requirements for originators and sponsors

As Published: 2010

BIPRU 9.3 Requirements for originators and sponsors

PERG 15.7 Transitional provisions

As Published: 2018

PERG 15.7 Transitional provisions

SUP 16.7A Annual report and accounts

As Published: 2014

SUP 16.7A Annual report and accounts

SYSC 19C.1 General application and purpose

As Published: 2014

SYSC 19C.1 General application and purpose

SYSC 19E.2 Remuneration policies and practices

As Published: 2016

SYSC 19E.2 Remuneration policies and practices

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

As Published: 2016

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

LR 20.4 Continuing obligations

As Published: 2016

LR 20.4 Continuing obligations

CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money