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SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

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PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

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SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

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PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

MAR 4.4 Exceptions

SUP 6.1 Application, interpretation and purpose

PERG 5.11 Other aspects of exclusions

DEPP 6.5D Serious financial hardship

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

COND 2.7 Business model

SUP 5.5 Duties of firms

SYSC 3.2 Areas covered by systems and controls

REC 3.4 Members of the management body and internal organisation

SYSC 8.1 General outsourcing requirements

REC 3.8 Financial and other information

PERG 4.1 Application and purpose

EG 3.11 FCA approach to firms conducting their own investigations in anticipation of enforcement action

SUP 13.8 Changes of details: provision of notices to the appropriate UK regulator

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

PR 1.2 Requirement for a prospectus and exemptions

SUP 11.1 Application