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SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

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COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

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EG 9.7 Other powers that may be relevant when the FCA is considering whether to exercise its power to make a prohibition order

As Published: 2016

EG 9.7 Other powers that may be relevant when the FCA is considering whether to exercise its power to make a prohibition order

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EG 14.2 Choice of powers

As Published: 2016

EG 14.2 Choice of powers

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COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

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COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

EG 19.33 The Small and Medium Sized Business (Finance Platforms) Regulations 2015

EG 19.31 The Small and Medium Sized Business (Credit Information) Regulations

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SUP 3.10 Duties of auditors: notification and report on client assets

PR 2.1 General contents of prospectus

APER 1.1A Application

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

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PERG 8.12 Exemptions applying to all controlled activities

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EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

COLL 4.2 Pre-sale notifications

EG 9.7 Other powers that may be relevant when the FCA is considering whether to exercise its power to make a prohibition order

EG 14.2 Choice of powers

COND 1.2 Purpose