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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP 1.9 Complaints record rule

As Published: 2011

DISP 1.9 Complaints record rule

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LR 18.3 Listing applications

As Published: 2007

LR 18.3 Listing applications

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DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

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REC 2.4A Management body

As Published: 2017

REC 2.4A Management body

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PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

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LR 18.1 Application

As Published: 2005

LR 18.1 Application

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SUP 16.7A Annual report and accounts

As Published: 2014

SUP 16.7A Annual report and accounts

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SUP 10A.4 Specification of functions

As Published: 2013

SUP 10A.4 Specification of functions

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COBS 18.7 Depositaries

As Published: 2007

COBS 18.7 Depositaries

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SUP 10C.4 Specification of functions

As Published: 2015

SUP 10C.4 Specification of functions

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IFPRU 6.2 Guidance on market risk

As Published: 2014

IFPRU 6.2 Guidance on market risk

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CONC 5.1 Application

As Published: 2014

CONC 5.1 Application

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LR 15.3 Listing applications and procedures

As Published: 2010

LR 15.3 Listing applications and procedures

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MAR 5A.9 Suspension and removal of financial instruments

As Published: 2017

MAR 5A.9 Suspension and removal of financial instruments

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MAR 5.6A Suspension and removal of financial instruments

As Published: 2017

MAR 5.6A Suspension and removal of financial instruments

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LR 15.1 Application

As Published: 2005

LR 15.1 Application

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EG 3.6 Investigations into collective investment schemes (section 284)

As Published: 2016

EG 3.6 Investigations into collective investment schemes (section 284)

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LR 1.5 Standard and Premium Listing

As Published: 2009

LR 1.5 Standard and Premium Listing

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LR 6.11 Specialist companies: scientific research based companies

As Published: 2017

LR 6.11 Specialist companies: scientific research based companies

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PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

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