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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction

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APER 1.2 Purpose

As Published: 2007

APER 1.2 Purpose

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FEES App 1 Annex 4 Glossary of definitions

As Published: 2012

FEES App 1 Annex 4 Glossary of definitions

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PERG 8.31 Exclusions for advising on investments

As Published: 2007

PERG 8.31 Exclusions for advising on investments

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COBS 9.2 Assessing suitability

As Published: 2007

COBS 9.2 Assessing suitability

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COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

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EG 19.18 Counter-Terrorism Act 2008

As Published: 2016

EG 19.18 Counter-Terrorism Act 2008

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BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

As Published: 2007

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

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IPRU-INV 11.6 ADDITIONAL REQUIREMENTS FOR COLLECTIVE PORTFOLIO MANAGEMENT INVESTMENT FIRMS

As Published: 2015

IPRU-INV 11.6 ADDITIONAL REQUIREMENTS FOR COLLECTIVE PORTFOLIO MANAGEMENT INVESTMENT FIRMS

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IPRU-INV 13.1A Capital resources and professional indemnity insurance requirements for an exempt CAD firm

As Published: 2010

IPRU-INV 13.1A Capital resources and professional indemnity insurance requirements for an exempt CAD firm

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COBS 4.13 UCITS

As Published: 2011

COBS 4.13 UCITS

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PERG 8.28 Advice or information

As Published: 2018

PERG 8.28 Advice or information

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REC 3.9 Fees and incentive schemes

As Published: 2013

REC 3.9 Fees and incentive schemes

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REC 3.12 Legal proceedings

As Published: 2013

REC 3.12 Legal proceedings

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BIPRU 1.4 Actions for damages

As Published: 2007

BIPRU 1.4 Actions for damages

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COLL 14.3 Advisory committee

As Published: 2016

COLL 14.3 Advisory committee

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IPRU-INV 2.4 BONDING REQUIREMENT FOR ACCOUNTANTS

As Published: 2015

IPRU-INV 2.4 BONDING REQUIREMENT FOR ACCOUNTANTS

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REC 3.7 Auditors

As Published: 2013

REC 3.7 Auditors

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PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

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PERG 8.9 Circumstances where the restriction in section 21 does not apply

As Published: 2005

PERG 8.9 Circumstances where the restriction in section 21 does not apply

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