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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

FIT 1.3 Assessing fitness and propriety

As Published: 2015

FIT 1.3 Assessing fitness and propriety

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

REC 3.13 Delegation of relevant functions

As Published: 2011

REC 3.13 Delegation of relevant functions

MAR 9.2 Authorisation and verification

As Published: 2017

MAR 9.2 Authorisation and verification

MIPRU 1.3 Remuneration and property valuation requirements for MCD creditors

As Published: 2015

MIPRU 1.3 Remuneration and property valuation requirements for MCD creditors

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

EG 6.2 Publicity during, or upon the conclusion of regulatory action

As Published: 2015

EG 6.2 Publicity during, or upon the conclusion of regulatory action

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

As Published: 2007

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

CASS 1A.3 Responsibility for CASS operational oversight

As Published: 2010

CASS 1A.3 Responsibility for CASS operational oversight

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

LR 20.4 Continuing obligations

As Published: 2016

LR 20.4 Continuing obligations

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

EG 6.1 Publicity during FCA investigations

As Published: 2016

EG 6.1 Publicity during FCA investigations

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets