Search Result

721 - 740 of 1425 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.18 Financial promotions concerning the Lloyd’s market

As Published: 2007

PERG 8.18 Financial promotions concerning the Lloyd’s market

DEPP 8.3 Use of the own-initiative variation of approval power: specific examples

As Published: 2015

DEPP 8.3 Use of the own-initiative variation of approval power: specific examples

DTR 2.5 Delaying disclosure of inside information

As Published: 2008

DTR 2.5 Delaying disclosure of inside information

DISP App 1.3 Remortgaging

As Published: 2008

DISP App 1.3 Remortgaging

LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

EG 15.3 Disqualification under section 345

As Published: 2016

EG 15.3 Disqualification under section 345

RCB 4.2 Enforcement powers and penalties

As Published: 2010

RCB 4.2 Enforcement powers and penalties

EG 15.4 Disqualification under section 249 or section 261K

As Published: 2016

EG 15.4 Disqualification under section 249 or section 261K

PERG 11.1 Background

As Published: 2006

PERG 11.1 Background

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

PERG 4.12 Appointed representatives

As Published: 2014

PERG 4.12 Appointed representatives

EG 13.5 Petitions for administration orders or compulsory winding up orders: determining which insolvency order to seek

As Published: 2016

EG 13.5 Petitions for administration orders or compulsory winding up orders: determining which insolvency order to seek

SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

CONC 4.2 Pre-contract disclosure and adequate explanations

As Published: 2014

CONC 4.2 Pre-contract disclosure and adequate explanations

CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

FEES 11.2 Pensions guidance providers’ levy

As Published: 2015

FEES 11.2 Pensions guidance providers’ levy