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EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

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DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

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LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

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COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

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EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

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PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

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EG 9.1 Introduction

REC 6.5 FCA decision on recognition

REC 4.9 Disciplinary measures

PERG 13.7 The territorial application of MiFID [deleted]

DEPP 8.1 Introduction

EG 11.4 Determining the amount of restitution

CASS 8.3 Records and internal controls

PERG 4.8 Administering a regulated mortgage contract

MAR 5.3A Systems and controls for algorithmic trading

MAR 5A.5 Systems and controls for algorithmic trading

SYSC 19E.2 Remuneration policies and practices

IFPRU 4.6 Internal ratings based approach: probability of default

MAR 10.5 Other reporting, notifications and information requirements

REC 6.3 Recognition requirements

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974