Search Result

621 - 640 of 1278 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

CASS 1.4 Application: particular activities

As Published: 2007

CASS 1.4 Application: particular activities

FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

PR 5.5 Persons responsible for a prospectus

As Published: 2012

PR 5.5 Persons responsible for a prospectus

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

PERG 15.7 Transitional provisions

As Published: 2018

PERG 15.7 Transitional provisions

CASS 5.4 Non-statutory client money trust

As Published: 2004

CASS 5.4 Non-statutory client money trust

REC 4.5 FCA supervision of action by UK RIEs under their default rules

As Published: 2013

REC 4.5 FCA supervision of action by UK RIEs under their default rules

MAR 1.6 Manipulating transactions

As Published: 2005

MAR 1.6 Manipulating transactions

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

CASS 8.3 Records and internal controls

As Published: 2014

CASS 8.3 Records and internal controls

SUP App 3.2 Purpose

As Published: 2004

SUP App 3.2 Purpose

PERG 12.1 Background

As Published: 2006

PERG 12.1 Background

PERG 11.1 Background

As Published: 2006

PERG 11.1 Background

EG 19.36 The Packaged Retail and Insurance-based Investment Products Regulations 2017

As Published: 2018

EG 19.36 The Packaged Retail and Insurance-based Investment Products Regulations 2017

CREDS 8.2 Reporting requirements

As Published: 2012

CREDS 8.2 Reporting requirements

LR 1.1 Introduction

As Published: 2005

LR 1.1 Introduction

APER 1.1A Application

As Published: 2015

APER 1.1A Application