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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

SUP 16.15 Reporting under the Electronic Money Regulations

As Published: 2011

SUP 16.15 Reporting under the Electronic Money Regulations

FEES 10.1 Application, purpose and background

As Published: 2015

FEES 10.1 Application, purpose and background

PERG 13.4 Financial instruments

As Published: 2007

PERG 13.4 Financial instruments

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

SUP 10C.1 Application

As Published: 2015

SUP 10C.1 Application

EG 8.3 Use of the own-initiative powers in urgent cases

As Published: 2016

EG 8.3 Use of the own-initiative powers in urgent cases

REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

SYSC 18.1 Application and purpose

As Published: 2006

SYSC 18.1 Application and purpose

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

As Published: 2007

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

COBS 22.3 Restrictions on the retail distribution of contingent convertible instruments and CoCo funds

As Published: 2015

COBS 22.3 Restrictions on the retail distribution of contingent convertible instruments and CoCo funds

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

COBS 16.6 Communications to clients - life insurance, long term care insurance and income withdrawals

As Published: 2007

COBS 16.6 Communications to clients - life insurance, long term care insurance and income withdrawals

DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms