Search Result

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

…

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

…

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

…

PERG 15.1 Introduction

As Published: 2012

PERG 15.1 Introduction

…

SUP 1A.4 Tools of supervision

As Published: 2013

SUP 1A.4 Tools of supervision

…

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

…

PERG 15.2 General

As Published: 2011

PERG 15.2 General

…

PERG 3A.2 General issues

As Published: 2011

PERG 3A.2 General issues

…

CASS 7.12 Organisational requirements: client money

As Published: 2017

CASS 7.12 Organisational requirements: client money

…

BIPRU 14.2 Calculation of the capital requirement for CCR

As Published: 2006

BIPRU 14.2 Calculation of the capital requirement for CCR

…

COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

…

INSPRU 1.1 Application

As Published: 2006

INSPRU 1.1 Application

…

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

As Published: 2016

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

REC 4.2 The supervisory relationship with UK recognised bodies

PERG 5.4 The business test

SUP 10A.7 FCA required functions

DEPP 1.2 Introduction to statutory notices

RCB 3.3 Asset pool notifications

DTR 1A.1 Application and purpose (Transparency rules)

IFPRU 4.2 Standardised approach

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy