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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

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IPRU-INV 13.1A Capital resources and professional indemnity insurance requirements for an exempt CAD firm

As Published: 2010

IPRU-INV 13.1A Capital resources and professional indemnity insurance requirements for an exempt CAD firm

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PR 2.2 Format of prospectus

As Published: 2012

PR 2.2 Format of prospectus

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APER 1.1A Application

As Published: 2015

APER 1.1A Application

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BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

As Published: 2006

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

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COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

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PERG 17.7 Examples

As Published: 2014

PERG 17.7 Examples

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COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business

IFPRU 4.12 Securitisation

SUP 16.15 Reporting under the Electronic Money Regulations

IPRU-INV 5.1 Application

GEN 5.1 Application and purpose

PRIN 3.1 Who?

LR 2.1 Preliminary

MAR 8.3 Requirements for benchmark administrators [deleted]

SUP 10C.1 Application

FIT 1.3 Assessing fitness and propriety

FEES 2.1 Introduction

LR 9.2 Requirements with continuing application

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy