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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

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EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

As Published: 2016

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

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APER 1.2 Purpose

As Published: 2007

APER 1.2 Purpose

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SUP 1A.2 Introduction

As Published: 2013

SUP 1A.2 Introduction

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PERG 15.1 Introduction

As Published: 2012

PERG 15.1 Introduction

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IPRU-INV 13.1 APPLICATION, GENERAL REQUIREMENTS AND PROFESSIONAL INDEMNITY INSURANCE REQUIREMENTS

As Published: 2015

IPRU-INV 13.1 APPLICATION, GENERAL REQUIREMENTS AND PROFESSIONAL INDEMNITY INSURANCE REQUIREMENTS

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EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

As Published: 2016

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

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EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

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Similar To

PERG 7.4 Does the article 54 exclusion apply?

EG 4.11 Approach to interviews and interview procedures

PERG 7.2 Introduction

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

PERG 8.21 Company statements, announcements and briefings

EG 5.2 When settlement decisions may take place

FEES 13.1 Application and purpose

PERG 8.31 Exclusions for advising on investments

SYSC 4.5 Management responsibilities maps for UK relevant authorised persons

SUP 2.4 'Mystery shopping'

DEPP 7.1 Application and purpose

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

APER 1.2 Purpose

SUP 1A.2 Introduction

PERG 15.1 Introduction

IPRU-INV 13.1 APPLICATION, GENERAL REQUIREMENTS AND PROFESSIONAL INDEMNITY INSURANCE REQUIREMENTS

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

EG 10.4 Other relevant powers