Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

…

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

As Published: 2013

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

…

COLL Appendix 1EU KII Regulation

As Published: 2011

COLL Appendix 1EU KII Regulation

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

PERG 12.6 Advising on conversion or transfer of pension benefits

CASS 10.1 Application, purpose and general provisions

PERG 8.7 Engage in investment activity

PERG 1.4 General guidance to be found in PERG

SYSC 4.4 Apportionment of responsibilities

PERG 4.9 Agreeing to carry on a regulated activity

PERG 4.14 Mortgage activities carried on by professional firms

PERG 3A.2 General issues

SYSC 1.4 Application of SYSC 11 to SYSC 22

DTR 7.2 Corporate governance statements

MAR 9.5 Frequently Asked Questions

PR 5.3 Certificate of approval

MCOB 2.7A E-Commerce

DTR 5.8 Procedures for the notification and disclosure of major holdings

MAR 9.3 Notification and information

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

COLL Appendix 1EU KII Regulation