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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 16.2 Occasional reporting

As Published: 2007

COBS 16.2 Occasional reporting

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COBS 17.1 Providing information to claimants, dealing with claims and warranties in policies

As Published: 2007

COBS 17.1 Providing information to claimants, dealing with claims and warranties in policies

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COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

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LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

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MCOB 8.5A Advised sales

As Published: 2012

MCOB 8.5A Advised sales

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COBS 9.4 Suitability reports

As Published: 2007

COBS 9.4 Suitability reports

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COBS 10.1 Application

As Published: 2007

COBS 10.1 Application

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PERG 16.2 What types of funds and businesses are caught?

As Published: 2013

PERG 16.2 What types of funds and businesses are caught?

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COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

As Published: 2007

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

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COBS 9.6 Special rules for giving basic advice on a stakeholder product

As Published: 2007

COBS 9.6 Special rules for giving basic advice on a stakeholder product

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MAR 10.4 Position reporting

As Published: 2017

MAR 10.4 Position reporting

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COLL Appendix 2 Modifications to the KII Regulation for KII-compliant NURS

As Published: 2017

COLL Appendix 2 Modifications to the KII Regulation for KII-compliant NURS

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CASS 7.11 Treatment of client money

As Published: 2014

CASS 7.11 Treatment of client money

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PERG 15.7 Transitional provisions

As Published: 2018

PERG 15.7 Transitional provisions

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CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

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COBS 14.3 Information about designated investments (non-MiFID provisions)

As Published: 2007

COBS 14.3 Information about designated investments (non-MiFID provisions)

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MCOB 4.7A Advised sales

As Published: 2012

MCOB 4.7A Advised sales

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SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

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SUP 10A.17 Further questions

As Published: 2013

SUP 10A.17 Further questions

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MCOB 4.8A Execution-only sales

As Published: 2012

MCOB 4.8A Execution-only sales

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