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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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SUP 10C.8 The other local responsibility function (SMF22) and EEA branch senior manager functions (SMF21)

As Published: 2015

SUP 10C.8 The other local responsibility function (SMF22) and EEA branch senior manager functions (SMF21)

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DTR 6.2 Filing information and use of language

As Published: 2012

DTR 6.2 Filing information and use of language

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SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

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DEPP 3.2 The operation of the RDC

As Published: 2013

DEPP 3.2 The operation of the RDC

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CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

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REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

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SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

DEPP 1.2 Introduction to statutory notices

REC 4.2C Control over a UK RIE

EG 19.36 The Packaged Retail and Insurance-based Investment Products Regulations 2017

REC 3.3 Waivers

LR 9.6 Notifications

SUP 10C.15 Forms and other documents and how to submit them to the FCA

FEES 6.7 Payment of levies

CASS 1A.3 Responsibility for CASS operational oversight

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

PERG 2.8 Exclusions applicable to particular regulated activities

SUP 13A.1 Application and purpose

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy