Search Result

IPRU-INV 5.9 Liquid Capital Requirement for firms whose permitted business includes establishing, operating or winding up a personal pension scheme

…

COBS 4.7 Direct offer financial promotions

As Published: 2007

COBS 4.7 Direct offer financial promotions

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 8A.5 Revoking or varying directions and determinations

APER 3.3 Factors relating to Statements of Principle 5 to 7

DEPP 8.3 Use of the own-initiative variation of approval power: specific examples

MCOB 2A.5 Variable rate credits

EG 12.4 Liaison with other prosecuting authorities

DTR 5.9 Filing of information with competent authority

COBS 21.3 Further rules for firms engaged in linked long-term insurance business

IFPRU 3.1 Base own funds requirement

COBS 2.1 Acting honestly, fairly and professionally

COBS 15.4 Effects of cancellation

COBS 9.6 Special rules for giving basic advice on a stakeholder product

MAR 1.3 Insider dealing

CASS 3.1 Application and Purpose

COBS 22.2 Restrictions on the retail distribution of mutual society shares

COBS 16.2 Occasional reporting

MCOB 7.5 Mortgages: statements

COBS 2.2 Information disclosure before providing services (non-MiFID provisions)

COBS 4.6 Past, simulated past and future performance (non-MiFID provisions)

IPRU-INV 5.9 Liquid Capital Requirement for firms whose permitted business includes establishing, operating or winding up a personal pension scheme

COBS 4.7 Direct offer financial promotions