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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

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COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

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CASS 9.5 Reporting to clients on request

As Published: 2014

CASS 9.5 Reporting to clients on request

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MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

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COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

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PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

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SUP 13A.6 Which rules will an incoming EEA firm be subject to?

As Published: 2007

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

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COLL Appendix 2 Modifications to the KII Regulation for KII-compliant NURS

As Published: 2017

COLL Appendix 2 Modifications to the KII Regulation for KII-compliant NURS

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COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

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FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

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PERG 8.37 AIFMD Marketing

As Published: 2013

PERG 8.37 AIFMD Marketing

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REC 1.1 Application

As Published: 2005

REC 1.1 Application

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PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2014

PERG 4.10 Exclusions applying to more than one regulated activity

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SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

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APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

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REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

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IPRU-INV 13.1A Capital resources and professional indemnity insurance requirements for an exempt CAD firm

As Published: 2010

IPRU-INV 13.1A Capital resources and professional indemnity insurance requirements for an exempt CAD firm

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LR 6.2 Historical financial information requirements

As Published: 2017

LR 6.2 Historical financial information requirements

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PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

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REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

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