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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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LR 13.4 Class 1 circulars

As Published: 2007

LR 13.4 Class 1 circulars

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SYSC 22.5 Giving references: additional rules and guidance for all firms

As Published: 2016

SYSC 22.5 Giving references: additional rules and guidance for all firms

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PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

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PERG 9.5 The property condition (section 236(2) of the Act)

As Published: 2005

PERG 9.5 The property condition (section 236(2) of the Act)

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COND 1.1A Application

As Published: 2013

COND 1.1A Application

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SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

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LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

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Similar To

IFPRU 6.2 Guidance on market risk

PERG 15.5 Negative scope/exclusions

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

BIPRU 7.8 Securities underwriting

IPRU-INV 2.1 APPLICATION

SUP 11.4 Requirements on firms

COCON 3.1 General factors for assessing compliance

IFPRU 11.3 Group recovery plans

MCOB 9.3 Pre-application disclosure

GEN 5.1 Application and purpose

SYSC 4.4 Apportionment of responsibilities

DTR 6.3 Dissemination of information

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy