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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 19.34 Markets in Financial Instruments Regulations 2017

As Published: 2017

EG 19.34 Markets in Financial Instruments Regulations 2017

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

DTR 5.6 Disclosures by issuers

As Published: 2010

DTR 5.6 Disclosures by issuers

MAR 10.3 Position management controls

As Published: 2017

MAR 10.3 Position management controls

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

MCOB 8.5A Advised sales

As Published: 2012

MCOB 8.5A Advised sales

IFPRU 3.2 Capital

As Published: 2014

IFPRU 3.2 Capital

SUP 16.13 Reporting under the Payment Services Regulations

As Published: 2010

SUP 16.13 Reporting under the Payment Services Regulations

REC 2.4A Management body

As Published: 2017

REC 2.4A Management body

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

SUP 16.7A Annual report and accounts

As Published: 2014

SUP 16.7A Annual report and accounts

SUP 10C.10 Application for approval and withdrawing an application for approval

As Published: 2015

SUP 10C.10 Application for approval and withdrawing an application for approval

MAR 1.10 Statutory exceptions

As Published: 2007

MAR 1.10 Statutory exceptions

DTR 8.2 Approval as a primary information provider

As Published: 2014

DTR 8.2 Approval as a primary information provider

RCB 3.3 Asset pool notifications

As Published: 2011

RCB 3.3 Asset pool notifications

SUP 3.6 Firms' cooperation with their auditors

As Published: 2007

SUP 3.6 Firms' cooperation with their auditors

ICOBS 6.1 General

As Published: 2007

ICOBS 6.1 General

CASS 11.13 Client money distribution in the event of a failure of a firm or approved bank

As Published: 2014

CASS 11.13 Client money distribution in the event of a failure of a firm or approved bank