Search Result

361 - 380 of 1666 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

PERG 13.2 General

As Published: 2011

PERG 13.2 General

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

BIPRU 12.4 Stress testing and contingency funding

As Published: 2010

BIPRU 12.4 Stress testing and contingency funding

BIPRU 3.5 Simplified method of calculating risk weights

As Published: 2007

BIPRU 3.5 Simplified method of calculating risk weights

COCON 1.2 Investments

As Published: 2015

COCON 1.2 Investments

FIT 2.3 Financial soundness

As Published: 2015

FIT 2.3 Financial soundness

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

ICOBS 6.1 General

As Published: 2007

ICOBS 6.1 General

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

As Published: 2003

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

SUP 13A.2 EEA firms and Treaty firms

As Published: 2009

SUP 13A.2 EEA firms and Treaty firms

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications