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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

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EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

As Published: 2016

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

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PERG 13.2 General

As Published: 2011

PERG 13.2 General

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PERG 8.14 Other financial promotions

As Published: 2005

PERG 8.14 Other financial promotions

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LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

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PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

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SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

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LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

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EG 19.9 Electronic commerce activity directions: the FCA’s policy

As Published: 2016

EG 19.9 Electronic commerce activity directions: the FCA’s policy

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RCB 3.2 Annual confirmations of compliance and asset pool monitor

As Published: 2011

RCB 3.2 Annual confirmations of compliance and asset pool monitor

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MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

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LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

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PERG 10.4A The application of EU Directives

As Published: 2006

PERG 10.4A The application of EU Directives

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SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

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LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

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FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

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REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

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EG 2.15 Decision making in the context of regulatory enforcement action

As Published: 2016

EG 2.15 Decision making in the context of regulatory enforcement action

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SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

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SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

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