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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 5.2 Certification regime

As Published: 2015

SYSC 5.2 Certification regime

RCB 3.4 Covered Bond issuance notifications

As Published: 2011

RCB 3.4 Covered Bond issuance notifications

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

LR 6.13 Externally managed companies

As Published: 2017

LR 6.13 Externally managed companies

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

MAR 7A.3 Requirements for algorithmic trading

As Published: 2017

MAR 7A.3 Requirements for algorithmic trading

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

LR 6.11 Specialist companies: scientific research based companies

As Published: 2017

LR 6.11 Specialist companies: scientific research based companies

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

LR 6.4 Independent business

As Published: 2017

LR 6.4 Independent business

MAR 7A.1 Application

As Published: 2017

MAR 7A.1 Application

MCOB 4.4A Initial disclosure requirements

As Published: 2012

MCOB 4.4A Initial disclosure requirements

LR 6.8 Warrants or options to subscribe

As Published: 2017

LR 6.8 Warrants or options to subscribe

LR 8.2 When a sponsor must be appointed or its guidance obtained

As Published: 2007

LR 8.2 When a sponsor must be appointed or its guidance obtained

PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

As Published: 2013

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

FIT 1.3 Assessing fitness and propriety

As Published: 2015

FIT 1.3 Assessing fitness and propriety