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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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MAR 10.1 Application

As Published: 2017

MAR 10.1 Application

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SUP 10C.8 The other local responsibility function (SMF22) and EEA branch senior manager functions (SMF21)

As Published: 2015

SUP 10C.8 The other local responsibility function (SMF22) and EEA branch senior manager functions (SMF21)

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COCON 1.1 Application

As Published: 2015

COCON 1.1 Application

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SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

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PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

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SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

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FEES 13.2 The IML levy

SUP 10C.13 Variation of conditional and time-limited approvals

PERG 15.2 General

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

SUP 10A.13 Application for approval and withdrawing an application for approval

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

SUP 13.12 Sources of further information

PERG 2.6 Specified investments: a broad outline

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

SUP 5.3 Policy on the use of skilled persons

MCOB 11.6 Responsible lending and financing

MCOB 5.6 Content of illustrations

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy