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SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

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MCOB 1.5 Application to appointed representatives

As Published: 2004

MCOB 1.5 Application to appointed representatives

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COBS 18.11 Authorised professional firms

As Published: 2007

COBS 18.11 Authorised professional firms

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SYSC 20.1 Application and purpose

As Published: 2009

SYSC 20.1 Application and purpose

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GEN 1.1 Application

As Published: 2003

GEN 1.1 Application

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INSPRU 9.1 Actions for damages

As Published: 2006

INSPRU 9.1 Actions for damages

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MCOB 3A.1 Application and purpose

CASS 6.4 Use of safe custody assets

IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A CATEGORY B FIRM

DTR 5.11 Non EEA State issuers

PERG 8.28 Advice or information

PERG 7.5 When is it appropriate to apply for a certificate?

DEPP 6.4 Financial penalty or public censure

PERG 8.22 The Internet

MCOB 2.8 Record keeping

MIPRU 1.2 Actions for damages

CASS 11.6 Statutory trust

PR 5.1 Validity of prospectus

TC 1.2 Actions for damages

MIPRU 2.3 Knowledge, ability and good repute

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

MCOB 1.5 Application to appointed representatives

COBS 18.11 Authorised professional firms

SYSC 20.1 Application and purpose

GEN 1.1 Application

INSPRU 9.1 Actions for damages