Search Result

MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements

…

MAR 5AA.1 Operation of a multilateral system as an MTF or OTF

As Published: 2017

MAR 5AA.1 Operation of a multilateral system as an MTF or OTF

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

EG 2.10 Industry guidance

SYSC 4.9 Handover procedures and material

COBS 15.2 The right to cancel

COLL 6.10 Senior personnel responsibilities

CONC 3.10 Financial promotions not in writing

LR 15.4 Continuing obligations

REC 2A.3 Guidance on RAP recognition requirements

SYSC 22.9 Records

FEES App 1.1 Introduction

DTR 4.3A Reports on payments to governments

CASS 1.3 General application: where?

EG 2.15 Decision making in the context of regulatory enforcement action

SYSC 22.1 Application

DISP App 3.3 The approach to considering evidence at step 1

EG 16.1 The FCA’s general approach to making disapplication orders

FIT 2.3 Financial soundness

LR 4.4 Miscellaneous

SUP 8.8 Revoking waivers

MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements