Search Result

761 - 780 of 1468 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 7A.4 Requirements when providing direct electronic access

As Published: 2017

MAR 7A.4 Requirements when providing direct electronic access

PERG 8.9 Circumstances where the restriction in section 21 does not apply

As Published: 2005

PERG 8.9 Circumstances where the restriction in section 21 does not apply

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

PERG 8.31 Exclusions for advising on investments

As Published: 2007

PERG 8.31 Exclusions for advising on investments

CONC 7.10 Treatment of customers with mental capacity limitations

As Published: 2014

CONC 7.10 Treatment of customers with mental capacity limitations

PERG 14.5 The ‘by-way-of-business’ test

As Published: 2010

PERG 14.5 The ‘by-way-of-business’ test

COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

SUP 13.8 Changes of details: provision of notices to the appropriate UK regulator

As Published: 2001

SUP 13.8 Changes of details: provision of notices to the appropriate UK regulator

PERG 12.3 Rights under a personal pension scheme

As Published: 2006

PERG 12.3 Rights under a personal pension scheme

PERG 16.1 Introduction

As Published: 2013

PERG 16.1 Introduction

PERG 14.7 Exemptions

As Published: 2010

PERG 14.7 Exemptions

COBS 6.1F Using a platform service for arranging and advising

As Published: 2011

COBS 6.1F Using a platform service for arranging and advising

PR App 3.1

As Published: 2005

PR App 3.1

MCOB 2.6 Exclusion of liability

As Published: 2004

MCOB 2.6 Exclusion of liability

REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

FEES 7.1 Application and Purpose

As Published: 2010

FEES 7.1 Application and Purpose

DEPP 3.2 The operation of the RDC

As Published: 2013

DEPP 3.2 The operation of the RDC

REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers