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COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

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COLL 12.2 UK UCITS management companies

As Published: 2016

COLL 12.2 UK UCITS management companies

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REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

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SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

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PERG 4.7 Entering into a regulated mortgage contract

As Published: 2014

PERG 4.7 Entering into a regulated mortgage contract

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PERG 4.16 Mortgage activities

CONC 3.9 Financial promotions and communications: debt counsellors and debt adjusters

FEES 7.1 Application and Purpose

SUP 10C.16 References and accurate information

PERG 5.5 The regulated activities: dealing in contracts as agent

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

MCOB 5.4 Information on regulated mortgage contracts: general

REC 3.4 Members of the management body and internal organisation

FEES 9.2 PSR fees

PR App 1.1

SUP 10C.9 Minimising overlap with the PRA approved persons regime

SYSC 21.1 Risk control: guidance on governance arrangements

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

EG 19.22 Decision making under the Payment Services Regulations

PERG 10.1 Background

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration