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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

As Published: 2007

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

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REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

As Published: 2007

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

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SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

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SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

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FEES 13.1 Application and purpose

As Published: 2017

FEES 13.1 Application and purpose

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SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

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COCON 1.2 Investments

As Published: 2015

COCON 1.2 Investments

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DTR 8.4 Continuing obligations

As Published: 2014

DTR 8.4 Continuing obligations

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EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14)

As Published: 2016

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14)

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COND 2.7 Business model

As Published: 2013

COND 2.7 Business model

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COLL 6.12 Risk management policy and risk measurement

As Published: 2011

COLL 6.12 Risk management policy and risk measurement

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SYSC 10A.1 Application

As Published: 2017

SYSC 10A.1 Application

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LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

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REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

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CASS 1.4 Application: particular activities

As Published: 2007

CASS 1.4 Application: particular activities

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PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

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REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

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LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

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REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

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REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

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