Search Result

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

…

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

…

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

…

IPRU-INV 11.2 MAIN REQUIREMENTS

As Published: 2015

IPRU-INV 11.2 MAIN REQUIREMENTS

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

MCOB 2A.3 Foreign currency loans

REC 1.2 Purpose, status and quotations, notes or references

DTR 4.3A Reports on payments to governments

DTR 6.1 Information requirements for issuers of shares and debt securities

CONC 4.2 Pre-contract disclosure and adequate explanations

COBS 2.1 Acting honestly, fairly and professionally

CONC App 1.3 Exemption of certain credit agreements secured on land

COBS 4.6 Past, simulated past and future performance (non-MiFID provisions)

BIPRU 4.1 The IRB approach: Application, purpose and overview

MIPRU 4.2C Credit risk mitigation

EG 18.1 Cancellation on the FCA’s own-initiative

EG 20.3 Decision making under the CCA Order

FEES App 1.3 Application Fees

DEPP 2.2 Warning notices and first supervisory notices

LR 4.3 Approval and publication of listing particulars

EG 2.8 Enforcement and the FCA's Principles for Business (‘the Principles’)

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation